Compliance File Reviewer

About the role

HOME BASED FROM ANYWHERE IN THE UK Our client is a leading compliance consultancy firm operating in the wealth management/IFA space who are seeking an experienced Level 4 qualified File Reviewer to join their growing compliance and quality assurance team. In this role, you will be responsible for carrying out detailed file checks to ensure all advice provided by the advisers meets FCA standards, internal policies, and industry best practice. Rol...